SEC Form 4 · accession 0001140361-15-042871
ACETO CORP · ACET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans C Noetzli
Director
Period of report
Nov 25, 2015
Accepted (ET)
Nov 25, 2015 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 25, 2015 | M | 13,000 | $6.82 | A | 76,881 | D | |
| COMMON STOCKF2 | Nov 25, 2015 | S | 3,000 | $27.5226 | D | 73,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO BUY)F1 | $6.82 | Nov 25, 2015 | M | 13,000 | D | Jan 3, 2006 | Jan 3, 2016 | COMMON STOCK | 13,000 | 15,480 | D |
Explanation of responses
- F1Exercise of Non-Qualified Stock Options expiring on January 3, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to 27.58, inclusive. The reporting person undertakes to provide to Aceto, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.