SEC Form 4 · accession 0001140361-15-037790
ACETO CORP · ACET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert L Eilender
Officer — Chairman · Director
Period of report
Oct 15, 2015
Accepted (ET)
Oct 16, 2015 · 7:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 15, 2015 | M | 13,000 | $6.82 | A | 235,925 | D | |
| COMMON STOCKF1,F2 | Oct 15, 2015 | S | 8,155 | $28.8965 | D | 227,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO BUY)F3 | $6.82 | Oct 15, 2015 | M | 13,000 | D | Jan 3, 2006 | Jan 3, 2016 | COMMON STOCK | 13,000 | 60,480 | D |
Explanation of responses
- F1Automatic sale under Rule 10b5-1 to cover the Reporting Person's tax obligation in connection with the vesting of an equity award(s) granted previously.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to 29.03, inclusive. The reporting person undertakes to provide to Aceto, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F3Exercise of Non-Qualified Stock Options expiring on January 3, 2016.