SEC Form 4 · accession 0001179110-16-033312
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W. Murphy
Officer — VP, IT and CIO
Period of report
Dec 17, 2016
Accepted (ET)
Dec 20, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2016 | M | 264 | — | A | 6,020 | D | |
| Common StockF3 | Dec 17, 2016 | F | 89 | $79.20 | D | 5,931 | D | |
| Common StockF1 | Dec 17, 2016 | M | 625 | — | A | 6,556 | D | |
| Common StockF4 | Dec 17, 2016 | F | 210 | $79.20 | D | 6,346 | D | |
| Common StockF1 | Dec 17, 2016 | M | 557 | — | A | 6,903 | D | |
| Common StockF5 | Dec 17, 2016 | F | 188 | $79.20 | D | 6,715 | D | |
| Common StockF1 | Dec 17, 2016 | M | 635 | — | A | 7,350 | D | |
| Common StockF6 | Dec 17, 2016 | F | 214 | $79.20 | D | 7,136 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2016 | M | 264 | D | Dec 17, 2013 | — | Common Stock | 264 | 0 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2016 | M | 625 | D | Dec 17, 2014 | — | Common Stock | 1,250 | 625 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2016 | M | 557 | D | Dec 17, 2015 | — | Common Stock | 1,671 | 1,114 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2016 | M | 635 | D | Dec 17, 2016 | — | Common Stock | 2,540 | 1,905 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2Includes 338 additional shares acquired through the Company Employee Stock Purchase Plan on July 31, 2015 and 83 shares accrued through the issuer's dividend reinvestment plan.
- F3264 shares of restricted stock vested on December 17, 2016. 89 shares were used to pay taxes and 175 shares were released.
- F4625 shares of restricted stock vested on December 17, 2016. 210 shares were used to pay taxes and 415 shares were released.
- F5557 shares of restricted stock vested on December 17, 2016. 188 shares were used to pay taxes and 369 shares were released.
- F6635 shares of restricted stock vested on December 17, 2016. 214 shares were used to pay taxes and 421 shares were released
- F7The restricted stock units will vest 25% on December 17th annually beginning the date shown.