SEC Form 4 · accession 0001179110-16-018802
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Fecho
Officer — VP, Global Quality
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2016 | M | 3,333 | $34.96 | A | 9,074 | D | |
| Common Stock | Feb 5, 2016 | M | 7,075 | $35.27 | A | 12,816 | D | |
| Common Stock | Feb 5, 2016 | S | 10,408 | $51.71 | D | 5,741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $34.96 | Feb 5, 2016 | M | 3,333 | D | Dec 17, 2012 | Dec 12, 2019 | Common Stock | 3,333 | 0 | D |
| Stock Options (Right to Buy)F2 | $35.27 | Feb 5, 2016 | M | 7,075 | D | Dec 17, 2013 | Dec 10, 2020 | Common Stock | 14,151 | 7,075 | D |
Explanation of responses
- F1Fully vested at the time of filing.
- F2The option shares will vest 25% on December 17th annually beginning the date shown.