SEC Form 4 · accession 0001179110-16-018191
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Thome
Officer — VP, Global Ops & Supply Chain
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2016 | M | 875 | — | A | 2,605 | D | |
| Common StockF2 | Jan 28, 2016 | F | 341 | $52.75 | D | 2,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 28, 2016 | M | 875 | D | Jan 28, 2016 | — | Common Stock | 2,625 | 1,750 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2875 shares of restricted stock vested on January 28, 2016. 341 shares were used to pay taxes and 534 shares were released.
- F3The restricted stock units will vest 25% on each of the first four anniversary dates of the date of the grant beginning the date shown.