SEC Form 4 · accession 0001179110-16-017821
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Fecho
Officer — VP, Global Quality
Period of report
Jan 16, 2016
Accepted (ET)
Jan 19, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2016 | M | 1,148 | — | A | 6,188 | D | |
| Common StockF2 | Jan 16, 2016 | F | 447 | $54.88 | D | 5,741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 16, 2016 | M | 1,148 | D | Jan 16, 2013 | — | Common Stock | 1,148 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F21,148 shares of restricted stock units vested on January 16, 2015. 447 shares were used to pay taxes and 701 shares were released.
- F3The restricted stock units vest 25% each of the first four anniversary dates of the date of the grant beginning on the date shown.