SEC Form 4 · accession 0001179110-15-016619
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denis M Gestin
Officer — President, International
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2015 | M | 4,500 | — | A | 23,102 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,554 | — | A | 25,656 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,119 | — | A | 27,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Dec 17, 2015 | M | 4,500 | D | Dec 17, 2013 | — | Common Stock | 9,000 | 4,500 | D |
| Restricted Stock UnitsF1,F3 | — | Dec 17, 2015 | M | 2,554 | D | Dec 17, 2014 | — | Common Stock | 7,662 | 5,108 | D |
| Restricted Stock UnitsF1,F3 | — | Dec 17, 2015 | M | 2,119 | D | Dec 17, 2015 | — | Common Stock | 8,476 | 6,357 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2Includes 320 additional shares acquired through the Company Employee Stock Purchase Plan on July 31, 2015.
- F3The restricted stock units will vest 25% on December 17th annually beginning the date shown.