SEC Form 4 · accession 0001179110-15-016618
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Zurbay
Officer — VP Finance and CFO
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | M | 1,385 | — | A | 18,309 | D | |
| Common StockF2 | Dec 17, 2015 | F | 466 | $61.06 | D | 17,843 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,333 | — | A | 20,176 | D | |
| Common StockF3 | Dec 17, 2015 | F | 784 | $61.06 | D | 19,392 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,346 | — | A | 21,738 | D | |
| Common StockF4 | Dec 17, 2015 | F | 789 | $61.06 | D | 20,949 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,171 | — | A | 23,120 | D | |
| Common StockF5 | Dec 17, 2015 | F | 730 | $61.06 | D | 22,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 1,385 | D | Dec 17, 2012 | — | Common Stock | 1,385 | 0 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,333 | D | Dec 17, 2013 | — | Common Stock | 4,666 | 2,333 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,346 | D | Dec 17, 2014 | — | Common Stock | 7,038 | 4,692 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,171 | D | Dec 17, 2015 | — | Common Stock | 8,684 | 6,513 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F21,385 shares of restricted stock vested on December 17, 2015. 466 shares were used to pay taxes and 919 shares were released.
- F32,333 shares of restricted stock vested on December 17, 2015. 784 shares were used to pay taxes and 1,549 shares were released.
- F42,346 shares of restricted stock vested on December 17, 2015. 789 shares were used to pay taxes and 1,557 shares were released.
- F52,171 shares of restricted stock vested on December 17, 2015. 730 shares were used to pay taxes and 1,441 shares were released.
- F6The restricted stock units will vest 25% on December 17th annually beginning the date shown.