SEC Form 4 · accession 0001179110-15-016617
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Zellers
Officer — VP, General Counsel & Corp Sec
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | M | 1,731 | — | A | 11,786 | D | |
| Common StockF2 | Dec 17, 2015 | F | 582 | $61.06 | D | 11,204 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,333 | — | A | 13,537 | D | |
| Common StockF3 | Dec 17, 2015 | F | 958 | $61.06 | D | 12,579 | D | |
| Common StockF1 | Dec 17, 2015 | M | 1,608 | — | A | 14,187 | D | |
| Common StockF4 | Dec 17, 2015 | F | 776 | $61.06 | D | 13,411 | D | |
| Common StockF1 | Dec 17, 2015 | M | 1,417 | — | A | 14,828 | D | |
| Common StockF5 | Dec 17, 2015 | F | 683 | $61.06 | D | 14,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 1,731 | D | Dec 17, 2012 | — | Common Stock | 1,731 | 0 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,333 | D | Dec 17, 2013 | — | Common Stock | 4,666 | 2,333 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 1,608 | D | Dec 17, 2014 | — | Common Stock | 4,824 | 3,216 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 1,417 | D | Dec 17, 2015 | — | Common Stock | 5,668 | 4,251 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F21,731 shares of restricted stock vested on December 17, 2015. 582 shares were used to pay taxes and 1,149 shares were released.
- F32,333 shares of restricted stock vested on December 17, 2015. 958 shares were used to pay taxes and 1,375 shares were released.
- F41,608 shares of restricted stock vested on December 17, 2015. 776 shares were used to pay taxes and 832 shares were released.
- F51,417 shares of restricted stock vested on December 17, 2015. 683 shares were used to pay taxes and 734 shares were released.
- F6The restricted stock units will vest 25% on December 17th annually beginning the date shown.