SEC Form 4 · accession 0001179110-15-016614
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Rousseau
Officer — Chief Operating Officer
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2015 | M | 8,000 | — | A | 27,565 | D | |
| Common StockF3 | Dec 17, 2015 | F | 2,208 | $61.06 | D | 25,357 | D | |
| Common StockF1 | Dec 17, 2015 | M | 4,474 | — | A | 29,831 | D | |
| Common StockF4 | Dec 17, 2015 | F | 1,235 | $61.06 | D | 28,596 | D | |
| Common StockF1 | Dec 17, 2015 | M | 4,107 | — | A | 32,703 | D | |
| Common StockF5 | Dec 17, 2015 | F | 1,219 | $61.06 | D | 31,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 8,000 | D | Dec 17, 2013 | — | Common Stock | 16,000 | 8,000 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 4,474 | D | Dec 17, 2014 | — | Common Stock | 13,422 | 8,948 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 4,107 | D | Dec 17, 2015 | — | Common Stock | 16,428 | 12,321 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2Includes 383 additional shares acquired through the Company Employee Stock Purchase Plan on 7/31/15.
- F38,000 shares of restricted stock vested on December 17, 2015. 2,208 shares were used to pay taxes and 5,792 shares were released.
- F44,474 shares of restricted stock vested on December 17, 2015. 1,235 shares were used to pay taxes and 3,239 shares were released.
- F54,107 shares of restricted stock vested on December 17, 2015. 1,219 shares were used to pay taxes and 2,888 shares were released.
- F6The restricted stock units will vest 25% on December 17th annually beginning the date shown.