SEC Form 4 · accession 0001179110-15-016613
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W. Murphy
Officer — VP, IT and CIO
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | M | 201 | — | A | 3,586 | D | |
| Common StockF2 | Dec 17, 2015 | F | 68 | $61.06 | D | 3,518 | D | |
| Common StockF1 | Dec 17, 2015 | M | 264 | — | A | 3,782 | D | |
| Common StockF3 | Dec 17, 2015 | F | 89 | $61.06 | D | 3,693 | D | |
| Common StockF1 | Dec 17, 2015 | M | 625 | — | A | 4,318 | D | |
| Common StockF4 | Dec 17, 2015 | F | 211 | $61.06 | D | 4,107 | D | |
| Common StockF1 | Dec 17, 2015 | M | 557 | — | A | 4,664 | D | |
| Common StockF5 | Dec 17, 2015 | F | 188 | $61.06 | D | 4,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 201 | D | Dec 17, 2012 | — | Common Stock | 201 | 0 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 264 | D | Dec 17, 2013 | — | Common Stock | 528 | 264 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 625 | D | Dec 17, 2014 | — | Common Stock | 1,875 | 1,250 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 557 | D | Dec 17, 2015 | — | Common Stock | 2,228 | 1,671 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2201 shares of restricted stock vested on December 17, 2015. 68 shares were used to pay taxes and 133 shares were released.
- F3264 shares of restricted stock vested on December 17, 2015. 89 shares were used to pay taxes and 175 shares were released.
- F4625 shares of restricted stock vested on December 17, 2015. 211 shares were used to pay taxes and 414 shares were released.
- F5557 shares of restricted stock vested on December 17, 2015. 188 shares were used to pay taxes and 369 shares were released.
- F6The restricted stock units will vest 25% on December 17th annually beginning the date shown.