SEC Form 4 · accession 0001179110-15-016610
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Fecho
Officer — VP, Global Quality
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | M | 432 | — | A | 4,085 | D | |
| Common StockF2 | Dec 17, 2015 | F | 146 | $61.06 | D | 3,939 | D | |
| Common StockF1 | Dec 17, 2015 | M | 797 | — | A | 4,736 | D | |
| Common StockF3 | Dec 17, 2015 | F | 268 | $61.06 | D | 4,468 | D | |
| Common StockF1 | Dec 17, 2015 | M | 452 | — | A | 4,920 | D | |
| Common StockF4 | Dec 17, 2015 | F | 152 | $61.06 | D | 4,768 | D | |
| Common StockF1 | Dec 17, 2015 | M | 411 | — | A | 5,179 | D | |
| Common StockF5 | Dec 17, 2015 | F | 139 | $61.06 | D | 5,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 432 | D | Dec 17, 2012 | — | Common Stock | 432 | 0 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 797 | D | Dec 17, 2013 | — | Common Stock | 1,594 | 797 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 452 | D | Dec 17, 2014 | — | Common Stock | 1,358 | 906 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 411 | D | Dec 17, 2015 | — | Common Stock | 1,644 | 1,233 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2432 shares of restricted stock vested on December 17, 2015. 146 shares were used to pay taxes and 286 shares were released.
- F3797 shares of restricted stock vested on December 17, 2015. 268 shares were used to pay taxes and 529 shares were released.
- F4452 shares of restricted stock vested on December 17, 2015. 152 shares were used to pay taxes and 300 shares were released.
- F5411 shares of restricted stock vested on December 17, 2015. 139 shares were used to pay taxes and 272 shares were released.
- F6The restricted stock units will vest 25% on December 17th annually beginning the date shown.