SEC Form 4 · accession 0001179110-15-016608
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Becker
Officer — President, Americas
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | M | 2,164 | — | A | 3,139 | D | |
| Common StockF2 | Dec 17, 2015 | F | 908 | $61.06 | D | 2,231 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,350 | — | A | 4,581 | D | |
| Common StockF3 | Dec 17, 2015 | F | 986 | $61.06 | D | 3,595 | D | |
| Common StockF1 | Dec 17, 2015 | M | 1,464 | — | A | 5,059 | D | |
| Common StockF4 | Dec 17, 2015 | F | 615 | $61.06 | D | 4,444 | D | |
| Common StockF1 | Dec 17, 2015 | M | 1,342 | — | A | 5,786 | D | |
| Common StockF5 | Dec 17, 2015 | F | 563 | $61.06 | D | 5,223 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,164 | D | Dec 17, 2012 | — | Common Stock | 2,164 | 0 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,350 | D | Dec 17, 2013 | — | Common Stock | 4,700 | 2,350 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 1,464 | D | Dec 17, 2014 | — | Common Stock | 4,392 | 2,928 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 1,342 | D | Dec 17, 2015 | — | Common Stock | 5,368 | 4,026 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F22,164 shares of restricted stock vested on December 17, 2015. 908 shares were used to pay taxes and 1,256 shares were released.
- F32,350 shares of restricted stock vested on December 17, 2015. 986 shares were used to pay taxes and 1,364 shares were released.
- F41,464 shares of restricted stock vested on December 17, 2015. 615 shares were used to pay taxes and 849 shares were released.
- F51,342 shares of restricted stock vested on December 17, 2015. 563 shares were used to pay taxes and 779 shares were released.
- F6The restricted stock units will vest 25% on December 17th annually beginning the date shown.