SEC Form 4 · accession 0001179110-15-016606
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
I Paul Bae
Officer — VP Global HR and CCO
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2015 | M | 714 | — | A | 10,177 | D | |
| Common StockF3 | Dec 17, 2015 | F | 375 | $61.06 | D | 9,802 | D | |
| Common StockF1 | Dec 17, 2015 | M | 619 | — | A | 10,421 | D | |
| Common StockF4 | Dec 17, 2015 | F | 326 | $61.06 | D | 10,095 | D | |
| Common StockF1 | Dec 17, 2015 | M | 280 | — | A | 10,375 | D | |
| Common StockF5 | Dec 17, 2015 | F | 148 | $61.06 | D | 10,227 | D | |
| Common StockF1 | Dec 17, 2015 | M | 229 | — | A | 10,456 | D | |
| Common StockF6 | Dec 17, 2015 | F | 121 | $61.06 | D | 10,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 714 | D | Dec 17, 2012 | — | Common Stock | 714 | 0 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 619 | D | Dec 17, 2013 | — | Common Stock | 1,238 | 619 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 280 | D | Dec 17, 2014 | — | Common Stock | 840 | 560 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 229 | D | Dec 17, 2015 | — | Common Stock | 916 | 687 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2Includes 234 additional shares acquired through the Company Employee Stock Purchase Plan on 7/31/15.
- F3714 shares of restricted stock vested on December 17, 2015. 375 shares were used to pay taxes and 339 shares were released.
- F4619 shares of restricted stock vested on December 17, 2015. 326 shares were used to pay taxes and 293 shares were released.
- F5280 shares of restricted stock vested on December 17, 2015. 148 shares were used to pay taxes and 132 shares were released.
- F6229 shares of restricted stock vested on December 17, 2015. 121 shares were used to pay taxes and 108 shares were released.
- F7The restricted stock units will vest 25% on December 17th annually beginning the date shown.