SEC Form 4 · accession 0001179110-15-016605
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Andrade
Officer — VP and Chief Marketing Officer
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2015 | M | 303 | — | A | 6,126 | D | |
| Common StockF3 | Dec 17, 2015 | F | 84 | $61.06 | D | 6,042 | D | |
| Common StockF1 | Dec 17, 2015 | M | 477 | — | A | 6,519 | D | |
| Common StockF4 | Dec 17, 2015 | F | 132 | $61.06 | D | 6,387 | D | |
| Common StockF1 | Dec 17, 2015 | M | 1,315 | — | A | 7,702 | D | |
| Common StockF5 | Dec 17, 2015 | F | 363 | $61.06 | D | 7,339 | D | |
| Common StockF1 | Dec 17, 2015 | M | 436 | — | A | 7,775 | D | |
| Common StockF6 | Dec 17, 2015 | F | 120 | $61.06 | D | 7,655 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 303 | D | Dec 17, 2012 | — | Common Stock | 303 | 0 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 477 | D | Dec 17, 2013 | — | Common Stock | 954 | 477 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 1,315 | D | Dec 17, 2014 | — | Common Stock | 3,945 | 2,630 | D |
| Restricted Stock UnitsF1,F7 | — | Dec 17, 2015 | M | 436 | D | Dec 17, 2015 | — | Common Stock | 1,744 | 1,308 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2Includes 270 additional shares acquired through the Company Employee Stock Purchase Plan on 7/31/15.
- F3303 shares of restricted stock vested on December 17, 2015. 84 shares were used to pay taxes and 219 shares were released.
- F4477 shares of restricted stock vested on December 17, 2015. 132 shares were used to pay taxes and 345 shares were released.
- F51,315 shares of restricted stock vested on December 17, 2015. 363 shares were used to pay taxes and 952 shares were released.
- F6436 shares of restricted stock vested on December 17, 2015. 120 shares were used to pay taxes and 316 shares were released.
- F7The restricted stock units will vest 25% on December 17th annually beginning the date shown.