SEC Form 4 · accession 0001179110-15-016604
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric S Fain
Officer — Group President
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2015 | M | 4,000 | — | A | 79,936 | D | |
| Common StockF3 | Dec 17, 2015 | F | 2,103 | $61.06 | D | 77,833 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,554 | — | A | 80,387 | D | |
| Common StockF4 | Dec 17, 2015 | F | 1,344 | $61.06 | D | 79,043 | D | |
| Common StockF1 | Dec 17, 2015 | M | 2,339 | — | A | 81,392 | D | |
| Common StockF5 | Dec 17, 2015 | F | 1,228 | $61.06 | D | 80,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 4,000 | D | Dec 17, 2013 | — | Common Stock | 8,000 | 4,000 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,554 | D | Dec 17, 2014 | — | Common Stock | 7,662 | 5,108 | D |
| Restricted Stock UnitsF1,F6 | — | Dec 17, 2015 | M | 2,339 | D | Dec 17, 2015 | — | Common Stock | 9,356 | 7,017 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2Includes 351 additional shares acquired through the Company Employee Stock Purchase Plan on 7/31/15.
- F34,000 shares of restricted stock vested on December 17, 2015. 2,103 shares were used to pay taxes and 1,897 shares were released.
- F42,554 shares of restricted stock vested on December 17, 2015. 1,344 shares were used to pay taxes and 1,210 shares were released.
- F52,239 shares of restricted stock vested on December 17, 2015. 1,228 shares were used to pay taxes and 1,111 shares were released.
- F6The restricted stock units will vest 25% on December 17th annually beginning the date shown.