SEC Form 4 · accession 0001179110-15-016057
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric S Fain
Officer — Group President
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 7, 2015 | A | 11,088 | A | Dec 17, 2016 | — | Common Stock | 11,088 | 11,088 | D |
| Stock Options (Right to Buy)F3 | $61.62 | Dec 7, 2015 | A | 104,408 | A | Dec 17, 2016 | Dec 7, 2023 | Common Stock | 104,408 | 104,408 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2The restricted stock units will vest 25% on December 17th annually beginning the date shown.
- F3The option shares will vest 25% on December 17th annually beginning the date shown.