SEC Form 4 · accession 0001179110-15-014502

ST JUDE MEDICAL, LLC · STJ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, General Counsel & Corp Sec

Period of report

Oct 31, 2015

Accepted (ET)

Nov 4, 2015 · 5:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000203077

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Oct 31, 2015	M	875	—	A	10,349	D
Common Stock^F3	Oct 31, 2015	S	294	$64.66	D	10,055	D
Common Stock	Nov 2, 2015	M	13,333	$34.96	A	23,388	D
Common Stock^F4	Nov 2, 2015	S	13,333	$64.29	D	10,055	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Oct 31, 2015	M	875	D	Oct 31, 2012	—	Common Stock	875	0	D
Stock Options (Right to Buy)^F5	$34.96	Nov 2, 2015	M	13,333	D	Dec 17, 2012	Dec 12, 2019	Common Stock	26,666	13,333	D

F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
F2Includes 383 additional shares acquired through the Company Employee Stock Purchase Plan on 7/31/15.
F3875 shares of restricted stock vested on October 31, 2015. 294 shares were used to pay taxes and 581 shares were released.
F4The price in Column 4 is a weighted average. The prices actually received ranged from $64.15 to $64.49. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5The option shares vest 25% on each of the first four anniversary dates of the date of the grant beginning on the date shown.