SEC Form 4 · accession 0001179110-15-014500
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Becker
Officer — President - USD
Period of report
Oct 31, 2015
Accepted (ET)
Nov 4, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 31, 2015 | M | 875 | — | A | 1,346 | D | |
| Common StockF3 | Oct 31, 2015 | F | 371 | $64.66 | D | 975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 31, 2015 | M | 875 | D | Oct 31, 2012 | — | Common Stock | 875 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2Includes 328 additional shares acquired through the Company Employee Stock Purchase Plan on 7/31/15.
- F3875 shares of restricted stock vested on October 31, 2015. 371 shares were used to pay taxes and 504 shares were released.