SEC Form 4 · accession 0001179110-15-014498
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Thome
Officer — VP, Global Ops & Supply Chain
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | S | 1,596 | $64.37 | D | 355 | D | |
| Common Stock | Nov 2, 2015 | M | 2,999 | $41.65 | A | 3,354 | D | |
| Common Stock | Nov 2, 2015 | S | 2,999 | $64.34 | D | 355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $41.65 | Nov 2, 2015 | M | 2,999 | D | Dec 14, 2011 | Dec 14, 2018 | Common Stock | 2,999 | 0 | D |
Explanation of responses
- F1Fully Vested at the time of filing.