SEC Form 4 · accession 0001179110-15-011891
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Carlson
Officer — Chief Medical Off-VP,Clinical
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | M | 656 | — | A | 5,672 | D | |
| Common StockF2 | Aug 5, 2015 | F | 248 | $73.31 | D | 5,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 5, 2015 | M | 656 | D | Aug 5, 2013 | — | Common Stock | 1,312 | 656 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2656 shares of restricted stock vested on August 5, 2015. 248 shares were used to pay taxes and 408 shares were released.