SEC Form 4 · accession 0001179110-15-007134
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Fecho
Officer — VP, Global Quality
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 1,999 | $41.65 | A | 5,488 | D | |
| Common StockF1 | May 1, 2015 | S | 1,999 | $71.47 | D | 3,489 | D | |
| Common Stock | May 1, 2015 | M | 2,100 | $37.24 | A | 5,589 | D | |
| Common StockF1 | May 1, 2015 | S | 2,100 | $71.47 | D | 3,489 | D | |
| Common Stock | May 1, 2015 | M | 1,075 | $35.27 | A | 4,564 | D | |
| Common StockF1 | May 1, 2015 | S | 1,075 | $71.47 | D | 3,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $41.65 | May 1, 2015 | M | 1,999 | D | Dec 14, 2011 | Dec 14, 2018 | Common Stock | 1,999 | 0 | D |
| Stock Options (Right to Buy)F3 | $37.24 | May 1, 2015 | M | 2,100 | D | Jan 16, 2013 | Jan 16, 2020 | Common Stock | 4,200 | 2,100 | D |
| Stock Options (Right to Buy)F4 | $35.27 | May 1, 2015 | M | 1,075 | D | Dec 17, 2013 | Dec 10, 2020 | Common Stock | 15,225 | 14,150 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average. The prices actually received ranged from $71.46 to $71.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Fully vested at the time of filing.
- F3The option shares vest 25% on each of the first four anniversary dates of the date of the grant beginning on the date shown.
- F4The option shares will vest 25% on December 17th annually beginning the date shown.