SEC Form 4 · accession 0001179110-15-006734
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W. Murphy
Officer — VP, IT and CIO
Period of report
Apr 26, 2015
Accepted (ET)
Apr 28, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2015 | M | 1,295 | — | A | 4,297 | D | |
| Common StockF2 | Apr 26, 2015 | S | 436 | $73.47 | D | 3,861 | D | |
| Common Stock | Apr 27, 2015 | M | 1,446 | $41.65 | A | 5,307 | D | |
| Common Stock | Apr 27, 2015 | M | 4,000 | $59.41 | A | 9,307 | D | |
| Common StockF3 | Apr 27, 2015 | S | 5,446 | $72.37 | D | 3,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Apr 26, 2015 | M | 1,295 | D | Apr 26, 2014 | — | Common Stock | 3,885 | 2,590 | D |
| Stock Options (Right to Buy)F5 | $41.65 | Apr 27, 2015 | M | 1,446 | D | Dec 14, 2011 | Dec 14, 2018 | Common Stock | 1,446 | 0 | D |
| Stock Options (Right to Buy)F3,F6 | $59.41 | Apr 27, 2015 | M | 4,000 | D | Dec 17, 2014 | Dec 10, 2021 | Common Stock | 20,840 | 16,840 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F21,295 shares of restricted stock vested on April 26, 2015. 436 shares were used to pay taxes and 859 shares were released.
- F3The price in Column 4 is a weighted average. The prices actually received ranged from $72.36 to $72.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4The restricted stock units will vest 25% on each of the first four anniversary dates of the date of the grant beginning the date shown.
- F5Fully vested at the time of filing.
- F6The option shares will vest 25% on December 17th annually beginning the date shown.