SEC Form 4 · accession 0001179110-15-006731
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel Ellingson
Officer — VP, Global Communications
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 1,033 | $48.37 | A | 5,121 | D | |
| Common Stock | Apr 24, 2015 | M | 1,383 | $34.96 | A | 6,504 | D | |
| Common Stock | Apr 24, 2015 | M | 2,000 | $35.27 | A | 8,504 | D | |
| Common Stock | Apr 24, 2015 | S | 4,416 | $74.00 | D | 4,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $48.37 | Apr 24, 2015 | M | 1,033 | D | Mar 2, 2012 | Mar 2, 2019 | Common Stock | 1,033 | 0 | D |
| Stock Options (Right to Buy)F2 | $34.96 | Apr 24, 2015 | M | 1,383 | D | Dec 17, 2012 | Dec 12, 2019 | Common Stock | 2,766 | 1,383 | D |
| Stock Options (Right to Buy)F2 | $35.27 | Apr 24, 2015 | M | 2,000 | D | Dec 17, 2013 | Dec 10, 2020 | Common Stock | 16,749 | 14,749 | D |
Explanation of responses
- F1Fully vested at the time of filing.
- F2The option shares will vest 25% on December 17th annually beginning the date shown.