SEC Form 4 · accession 0001179110-15-006573
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Andrade
Officer — VP and Chief Marketing Officer
Period of report
Apr 22, 2015
Accepted (ET)
Apr 24, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2015 | M | 5,000 | $40.55 | A | 10,553 | D | |
| Common Stock | Apr 22, 2015 | S | 5,000 | $70.55 | D | 5,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $40.55 | Apr 22, 2015 | M | 5,000 | D | Dec 10, 2008 | Dec 10, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on February 12, 2015.
- F2Fully vested at the time of filing.