SEC Form 4 · accession 0001179110-15-006147
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Becker
Officer — President, Americas
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 6, 2015 | M | 249 | — | A | 249 | D | |
| Common StockF2 | Apr 6, 2015 | F | 106 | $66.34 | D | 143 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Apr 6, 2015 | M | 249 | D | Apr 6, 2012 | — | Common Stock | 249 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2249 shares of restricted stock units vested on April 6, 2015. 106 shares were used to pay taxes and 143 shares were released.
- F3The restricted stock units vest 25% on each of the first four anniversary dates of the date of the grant beginning the date shown.