SEC Form 4 · accession 0001179110-15-004224
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel Ellingson
Officer — VP, Corporate Relations
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | M | 172 | — | A | 4,146 | D | |
| Common StockF2 | Mar 2, 2015 | F | 58 | $68.36 | D | 4,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 2, 2015 | M | 172 | D | Mar 2, 2012 | — | Common Stock | 172 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2172 shares of restricted stock units vested on March 2, 2015. 58 shares were used to pay taxes and 114 shares were released.
- F3The restricted stock units vest 25% on each of the first four anniversary dates of the date of the grant beginning on the date shown.