SEC Form 4 · accession 0001179110-15-002382
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Rocca
Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 3,875 | $43.20 | A | 22,702 | D | |
| Common StockF1 | Feb 10, 2015 | S | 3,875 | $65.57 | D | 18,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $43.20 | Feb 10, 2015 | M | 3,875 | D | Nov 16, 2007 | May 16, 2015 | Common Stock | 3,875 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average. The prices actually received ranged from $65.55 to $65.62. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Fully vested at the time of filing.