SEC Form 4 · accession 0001179110-15-001991
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Rocca
Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | M | 3,875 | $43.20 | A | 22,702 | D | |
| Common Stock | Feb 4, 2015 | S | 3,875 | $67.26 | D | 18,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $43.20 | Feb 4, 2015 | M | 3,875 | D | Nov 16, 2007 | May 16, 2015 | Common Stock | 7,750 | 3,875 | D |
Explanation of responses
- F1Fully vested at the time of filing.