SEC Form 4 · accession 0001179110-15-000933
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Brown
Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2015 | M | 7,750 | $43.20 | A | 60,873 | D | |
| Common Stock | Jan 13, 2015 | M | 8,800 | $40.93 | A | 69,673 | D | |
| Common Stock | Jan 13, 2015 | M | 10,000 | $36.45 | A | 79,673 | D | |
| Common Stock | Jan 13, 2015 | M | 2,250 | $36.45 | A | 81,923 | D | |
| Common Stock | Jan 13, 2015 | M | 10,000 | $37.15 | A | 91,923 | D | |
| Common Stock | Jan 13, 2015 | M | 600 | $37.15 | A | 92,523 | D | |
| Common Stock | Jan 13, 2015 | M | 9,700 | $52.17 | A | 102,223 | D | |
| Common Stock | Jan 13, 2015 | M | 10,000 | $38.51 | A | 112,223 | D | |
| Common Stock | Jan 13, 2015 | M | 5,400 | $38.51 | A | 117,623 | D | |
| Common Stock | holding | — | — | — | 81,268 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $43.20 | Jan 13, 2015 | M | 7,750 | D | Nov 16, 2007 | May 16, 2015 | Common Stock | 7,750 | 0 | D |
| Stock Options (Right to Buy)F1 | $40.93 | Jan 13, 2015 | M | 8,800 | D | Nov 9, 2008 | May 9, 2016 | Common Stock | 8,800 | 0 | D |
| Stock Options (Right to Buy)F1 | $36.45 | Jan 13, 2015 | M | 10,000 | D | Nov 8, 2009 | May 8, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy)F1 | $36.45 | Jan 13, 2015 | M | 2,250 | D | May 8, 2010 | May 8, 2017 | Common Stock | 2,250 | 0 | D |
| Stock Options (Right to Buy)F1 | $37.15 | Jan 13, 2015 | M | 10,000 | D | May 7, 2011 | May 7, 2018 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy)F1 | $37.15 | Jan 13, 2015 | M | 600 | D | May 7, 2011 | May 7, 2018 | Common Stock | 600 | 0 | D |
| Stock Options (Right to Buy)F1 | $52.17 | Jan 13, 2015 | M | 9,700 | D | Nov 12, 2011 | May 12, 2019 | Common Stock | 9,700 | 0 | D |
| Stock Options (Right to Buy)F1 | $38.51 | Jan 13, 2015 | M | 10,000 | D | Nov 3, 2012 | May 3, 2020 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy)F1 | $38.51 | Jan 13, 2015 | M | 5,400 | D | Nov 3, 2012 | May 3, 2020 | Common Stock | 5,400 | 0 | D |
Explanation of responses
- F1Fully vested at the time of filing.