SEC Form 4 · accession 0001213900-26-077739
Plum Acquisition Corp, IV · PLMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PLUM PARTNERS IV, LLC
10% Owner
Period of report
Apr 25, 2025
Accepted (ET)
Jul 13, 2026 · 9:04 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002030482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Jul 9, 2026 | C | 5,649,999 | — | A | 6,659,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B ordinary sharesF3,F2,F1 | — | Apr 25, 2025 | J | 25,000 | D | — | — | Class A ordinary shares | 25,000 | 5,650,000 | D |
| Class B ordinary sharesF4,F2,F1 | — | Jul 9, 2026 | C | 5,649,999 | D | — | — | Class A ordinary shares | 5,649,999 | 1 | D |
Explanation of responses
- F1Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date.
- F2The securities are held directly by Plum Partners IV, LLC (the "Sponsor"). Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F3Represents the Class B Shares transferred by the Sponsor to Aidin Aghamiri for services as a director.
- F4The reported Class B Shares converted into Class A Shares pursuant to an election by the Sponsor.