SEC Form 4 · accession 0001127602-17-010055
CINCINNATI FINANCIAL CORP · CINF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Mullen
Officer — Sr.VP,Chief Claims Officer-Sub
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 5,208 | $0.00 | A | 59,456 | I | By Trust |
| Common Stock | Mar 1, 2017 | M | 163 | $0.00 | A | 59,619 | I | By Trust |
| Common Stock | Mar 1, 2017 | M | 288 | $0.00 | A | 59,907 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 1, 2017 | M | 5,208 | D | — | — | Common Stock | 5,208 | 5,208 | D |
| Restricted Stock UnitsF2 | $0.00 | Mar 1, 2017 | M | 163 | D | — | — | Common Stock | 163 | 164 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 1, 2017 | M | 288 | D | — | — | Common Stock | 288 | 575 | D |
Explanation of responses
- F1The restricted stock units became payable March 1, 2017. The performance goals were met at the target level.
- F2The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2018.
- F3The restricted stock units vested March 1, 2017, as set forth in the grant agreement providing for ratable vesting over a three year service period ending March 1, 2019.