SEC Form 4 · accession 0001127602-16-067159
CINCINNATI FINANCIAL CORP · CINF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Schiff Jr.
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | A | 10 | $0.00 | A | 3,248,479 | D | |
| Common StockF1 | holding | — | — | — | 2,206 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 606,941 | I | By Charitable Lead Annuity Trust | |
| Common Stock | holding | — | — | — | 124,249 | I | By Schiff Agency | |
| Common Stock | holding | — | — | — | 107,186 | I | By Schiff Agency Pension Plan | |
| Common Stock | holding | — | — | — | 563,633 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 17,962 | 17,962 | D |
Explanation of responses
- F1The reported stock was acquired under the company's 401(k) plan. The reporting person may transfer the value of his shares into an alternative investment selection within the plan.
- F2The reported phantom stock shares were acquired under the company's Top Hat Savings Plan, an "Excess Benefits Plan" within the meaning of Rule 16b-3(b)(2), and are to be settled upon the reporting person's retirement or other termination of service. The reporting person may transfer the value of his phantom stock shares into an alternative investment selection within the plan.