SEC Form 4 · accession 0001127602-16-065631
CINCINNATI FINANCIAL CORP · CINF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Schiff Jr.
Director
Period of report
Oct 27, 2016
Accepted (ET)
Nov 1, 2016 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2016 | G | 42,520 | $0.00 | D | 606,941 | I | By Charitable Lead Annuity Trust |
| Common Stock | holding | — | — | — | 3,248,469 | D | ||
| Common StockF2 | holding | — | — | — | 2,206 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 124,249 | I | By Schiff Agency | |
| Common Stock | holding | — | — | — | 107,186 | I | By Schiff Agency Pension Plan | |
| Common Stock | holding | — | — | — | 563,633 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 17,962 | 17,962 | D |
Explanation of responses
- F1Shares are gifted quarterly from the Charitable Lead Annuity Trust.
- F2The reported stock was acquired under the company's 401(k) plan. The reporting person may transfer the value of his shares into an alternative investment selection within the plan.
- F3The reported phantom stock shares were acquired under the company's Top Hat Savings Plan, an "Excess Benefits Plan" within the meaning of Rule 16b-3(b)(2), and are to be settled upon the reporting person's retirement or other termination of service. The reporting person may transfer the value of his phantom stock shares into an alternative investment selection within the plan.