SEC Form 4 · accession 0001127602-16-042129
CINCINNATI FINANCIAL CORP · CINF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Sewell
Officer — CFO, Sr Vice Pres & Treasurer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 1,028 | $0.00 | A | 40,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 16, 2016 | M | 1,028 | D | — | — | Common Stock | 1,028 | 0 | D |
| Phantom Stock SharesF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 11,067 | 11,067 | D |
Explanation of responses
- F1The restricted stock units vest February 15, 2016 as set forth in the grant agreement, if service requirements are met.
- F2The reported phantom stock shares were acquired under the company's Top Hat Savings Plan, an "Excess Benefits Plan" within the meaning of Rule 16b-3(b)(2), and are to be settled upon the reporting person's retirement or other termination of service. The reporting person may transfer the value of his phantom stock shares into an alternative investment selection within the plan.