SEC Form 4 · accession 0001225208-18-000485
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia A Dall
Officer — EVP, and Chief Financial Offic
Period of report
Oct 12, 2017
Accepted (ET)
Jan 3, 2018 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2017 | M | 1,833 | $208.30 | A | 4,743 | D | |
| Common Stock | Oct 12, 2017 | F | 920 | $208.30 | D | 3,823 | D | |
| Common Stock | Dec 31, 2017 | M | 2,238 | $232.70 | A | 6,061 | D | |
| Common Stock | Dec 31, 2017 | F | 989 | $232.70 | D | 5,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | — | Oct 12, 2017 | M | 1,833 | D | — | — | Common Stock | 1,833 | 3,667 | D |
| Restricted Stock UnitsF3,F2,F4 | — | Dec 31, 2017 | M | 2,238 | D | — | — | Common Stock | 2,238 | 3,367 | D |
Explanation of responses
- F1Restricted stock units do not have a conversion price or expiration date.
- F2Restricted stock vests over a multi-year period.
- F3Restricted stock units don't have a conversion price or expiration date.
- F4Restricted Stock vests over a multi year period.