SEC Form 4 · accession 0001225208-18-000481
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Carstanjen
Officer — Chief Executive Officer
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2017 | M | 20,000 | $232.70 | A | 143,552 | D | |
| Common Stock | Dec 31, 2017 | M | 14,042 | $232.70 | A | 157,594 | D | |
| Common Stock | Dec 31, 2017 | F | 6,937 | $232.70 | D | 150,657 | D | |
| Common Stock | Dec 31, 2017 | F | 9,880 | $232.70 | D | 140,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | — | Dec 31, 2017 | M | 20,000 | D | — | — | Common Stock | 20,000 | 0 | D |
| Restricted Stock UnitsF3,F2,F4 | — | Dec 31, 2017 | M | 14,042 | D | — | — | Common Stock | 14,042 | 12,410 | D |
Explanation of responses
- F1Restricted stock units do not have a conversion price or expiration date.
- F2Restricted stock vests over a multi-year period.
- F3Restricted stock units don't have a conversion price or expiraton date.
- F4Restricted Stock vests over a multi year period.