SEC Form 4 · accession 0001225208-17-000507
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia A Dall
Officer — EVP, and Chief Financial Offic
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | M | 1,110 | $150.45 | A | 3,348 | D | |
| Common Stock | Dec 31, 2016 | F | 395 | $150.45 | D | 2,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 31, 2016 | M | 1,110 | D | — | — | Common Stock | 1,110 | 2,218 | D |
Explanation of responses
- F1Restricted stock units do not have a conversion price or expiration date.
- F2Restricted stock units vest over a multi-year period.