SEC Form 4 · accession 0001225208-17-000490
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Mudd
Officer — President and COO
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | M | 12,500 | $150.45 | A | 76,834 | D | |
| Common Stock | Dec 31, 2016 | M | 4,222 | $150.45 | A | 81,056 | D | |
| Common Stock | Dec 31, 2016 | F | 2,117 | $150.45 | D | 78,939 | D | |
| Common Stock | Dec 31, 2016 | F | 5,978 | $150.45 | D | 72,961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | — | Dec 31, 2016 | M | 12,500 | D | — | — | Common Stock | 12,500 | 15,000 | D |
| Restricted Stock UnitsF3,F4 | — | Dec 31, 2016 | M | 4,222 | D | — | — | Common Stock | 4,222 | 5,874 | D |
Explanation of responses
- F1Restricted stock does not have a conversion price or expiration date.
- F2Restricted stock vests over a multi year period.
- F3Restricted stock units do not have a conversion price or expiration date.
- F4Restricted stock units vest over a multi year period.