SEC Form 4 · accession 0001225208-17-000483
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Carstanjen
Officer — Chief Executive Officer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | M | 20,000 | $150.45 | A | 128,502 | D | |
| Common Stock | Dec 31, 2016 | M | 9,744 | $150.45 | A | 138,246 | D | |
| Common Stock | Dec 31, 2016 | F | 4,814 | $150.45 | D | 133,432 | D | |
| Common Stock | Dec 31, 2016 | F | 9,880 | $150.45 | D | 123,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | — | Dec 31, 2016 | M | 20,000 | D | — | — | Common Stock | 20,000 | 20,000 | D |
| Restricted Stock UnitsF3,F2,F4 | — | Dec 31, 2016 | M | 9,744 | D | — | — | Common Stock | 9,744 | 13,555 | D |
Explanation of responses
- F1Restricted stock units do not have a conversion price or expiration date.
- F2Restricted stock vests over a multi-year period.
- F3Restricted stock units do not have a conversion price or expiration date.
- F4Restricted stock vests over a multi year period.