SEC Form 4 · accession 0001225208-16-042624
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Duchossois
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2016 | S | 137,141 | $148.75 | D | 0 | I | Spring Creek Investors II, LLC |
| Common StockF3 | holding | — | — | — | 7,208 | D | ||
| Common Stock | holding | — | — | — | 165,947 | I | by RLD Revocable Trust | |
| Common StockF4 | holding | — | — | — | 2,000,000 | I | by The Duchossois Group, Inc. | |
| Common StockF5 | holding | — | — | — | 3,373 | I | The Chamberlain Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are the same shares reflected in the Form 4 filing of Mr. Craig Duchossois that is being filed simultaneous herewith.
- F2Richard Duchossois, by virtue of his relationship with Spring Creek Investors II LLC, may be deemed to benefically own the shares of CHDN that are held by Spring Creek Investors II LLC. Richard Duchossois disclaims beneficial ownership with respect to the shares of CHDN held by Spring Creek Investors II LLC, except with respect to his pecuniary interest in such shares.
- F3The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for such units. The equivalent shares of common stock related to these units will be transferred upon the reporting person's completion of service as a director.
- F4The Duchossois Group, Inc. transferred its shares to its wholly owned subsidiary, CDI Holdings, LLC, in 2016.
- F5Richard Duchossois, by virtue of his relationship with The Chamberlain Group, Inc. and The Duchossois Group, Inc., may be deemed to beneficially own the shares of CHDN that are held by The Chamberlain Group, Inc. Richard Duchossois disclaims beneficial ownership with respect to the shares of CHDN held by The Chamberlain Group, Inc., except with respect to his pecuniary interest in such shares.