SEC Form 4 · accession 0001225208-16-035385
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard L Duchossois
Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 22, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | G | 100 | $0.00 | D | 165,947 | I | by RLD Revocable Trust |
| Common StockF2 | holding | — | — | — | 7,205 | D | ||
| Common StockF3 | holding | — | — | — | 2,000,000 | I | by The Duchossois Group, Inc. | |
| Common StockF4 | holding | — | — | — | 137,141 | I | Spring Creek Investors II, LLC | |
| Common StockF5 | holding | — | — | — | 3,373 | I | The Chamberlain Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his grandchild, who does not share the reporting person's household.
- F2The holding is comprised of restricted stock units granted for service as a director, phantom stock units granted in connection with a deferred compensation elections and dividends awarded for such units. The equivalent shares of common stock related to these units will be transferred upon the reporting person's completion of service as a director.
- F3The Duchossois Group, Inc. transferred its shares to its wholly owned subsidiary, CDI Holdings, LLC in 2016.
- F4Richard L. Duchossois and Craig J. Duchossois, by virtue of their relationship with Spring Creek Investors II, LLC may be deemed to beneficially own the shares of CHDN.
- F5Richard L. Duchossois and Craig J. Duchossois, by virtue of their relationship with The Chamberlain Group, Inc. and The Duchossois Group, Inc., may be deemed to beneficially own the shares of CHDN that are held by The Chamberlain Group, Inc.