SEC Form 4 · accession 0000899243-15-008694
Churchill Downs Inc · CHDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Richard L Duchossois
Director · 10% Owner
Craig J Duchossois
Director · 10% Owner
Duchossois Group, Inc.
10% Owner
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2015 | D | 944,756 | $146.13 | D | 2,000,000 | D | |
| Common StockF2 | holding | — | — | — | 3,373 | I | The Chamberlain Group, Inc | |
| Common StockF3 | holding | — | — | — | 137,141 | I | By Spring Creek Investors II LLC | |
| Common StockF4 | holding | — | — | — | 166,047 | I | By RLD Revocable Trust | |
| Common StockF5 | holding | — | — | — | 17,646 | I | By CJD Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form is a joint filing by The Duchossois Group, Inc. ("TDG"), Richard L. Duchossois and Craig J. Duchossois. Richard L. Duchossois and Craig J. Duchossois, by virtue of their relationship with TDG, may be deemed to beneficially own the shares of common stock of Churchill Downs Incorporated (the "Issuer") that are held by TDG. Richard L. Duchossois and Craig J. Duchossois disclaim beneficial ownership with respect to the shares of common stock of the Issuer held by TDG, except with respect to each individual's pecuniary interest in such shares attributable to him by virtue of his respective equity interest in TDG.
- F2Richard L. Duchossois and Craig J Duchossois, by virtue of their relationship with The Chamberlain Group, Inc. and TDG, may be deemed to beneficially own the shares of the Issuer that are held by The Chamberlain Group, Inc. and which TDG may be deemed to beneficially own. Richard L. Duchossois and Craig J Duchossois disclaim beneficial ownership with respect to the shares of the Issuer that are owned by The Chamberlain Group, Inc., except with respect to each individual's pecuniary interest in such shares attributable to him by virtue of his respective equity interest in TDG.
- F3Reflects shares of common stock of the Issuer that are owned directly by Spring Creek Investors II LLC ("SCI") and not by TDG. Richard L. Duchossois and Craig J. Duchossois, by virtue of their relationship with SCI, may be deemed to beneficially own the shares of the Issuer that SCI may be deemed to beneficially own. TDG disclaims beneficial ownership with respect to the shares of common stock of the Issuer held by SCI.
- F4Reflects shares of common stock of the Issuer beneficially owned by Mr. Richard L. Duchossois and not by TDG or Mr. Craig J. Duchossois.
- F5Reflects shares of common stock of the Issuer beneficially owned by Mr. Craig J. Duchossois and not by TDG or Mr. Richard L. Duchossois.