SEC Form 4 · accession 0001209191-19-009233
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Duffy
Officer — SVP-Human Resources
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Feb 8, 2019 | M | 40,000 | $56.97 | A | 63,918 | D | |
| Common Stock, Par Value $1.00F1,F2 | Feb 8, 2019 | S | 40,000 | $158.66 | D | 23,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $56.97 | Feb 8, 2019 | M | 40,000 | D | Aug 23, 2016 | Aug 23, 2023 | Common Stock, Par Value $1.00 | 40,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 for the sale of 40,000 shares is a weighted average sale price of $158.66. The sale prices ranged from $158.50 to $159.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F2Aggregate of 23,917.93 shares listed in Column 5 of Table I includes a .42 share acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 9/6/18 through 11/21/18.