SEC Form 4 · accession 0001209191-18-047353
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheldon J Fox
Officer — SVP, Operations and IT
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Aug 15, 2018 | M | 45,800 | $46.53 | A | 95,448 | D | |
| Common Stock, Par Value $1.00F2 | Aug 15, 2018 | S | 35,100 | $162.96 | D | 60,348 | D | |
| Common Stock, Par Value $1.00F3,F4 | Aug 15, 2018 | S | 10,700 | $163.68 | D | 49,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $46.53 | Aug 15, 2018 | M | 45,800 | D | Aug 24, 2015 | Aug 24, 2022 | Common Stock, Par Value $1.00 | 45,800 | 0 | D |
Explanation of responses
- F1The exercise of an option and sale of the underlying 45,800 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on May 15, 2018, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The 35,100 shares were sold at a weighted average sale price of $162.96. The prices actually received ranged from $162.41 to $163.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The 10,700 shares were sold at a weighted average sale price of $163.68. The prices actually received ranged from $163.41 to $164.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4Aggregate of 49,647.79 shares listed in Column 5 of Table I includes: (a) 27.07 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 4/11/18 through 5/31/18; (b) 155.08 shares acquired through a broker dividend reinvestment plan on 6/15/18; and (c) a reduction of 4.00 shares due to rounding of previous reports by the Plan's recordkeeper.