SEC Form 4 · accession 0001209191-18-017208
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana A Mehnert
Officer — SVP, Chief Global Bus Dev Off
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Mar 5, 2018 | M | 51,200 | $56.97 | A | 125,635 | D | |
| Common Stock, Par Value $1.00F2 | Mar 5, 2018 | S | 10,500 | $151.69 | D | 115,135 | D | |
| Common Stock, Par Value $1.00F3 | Mar 5, 2018 | S | 11,792 | $152.98 | D | 103,343 | D | |
| Common Stock, Par Value $1.00F4 | Mar 5, 2018 | S | 28,508 | $153.82 | D | 74,835 | D | |
| Common Stock, Par Value $1.00F5,F6 | Mar 5, 2018 | S | 400 | $154.31 | D | 74,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $56.97 | Mar 5, 2018 | M | 51,200 | D | Aug 23, 2016 | Aug 23, 2023 | Common Stock, Par Value $1.00 | 51,200 | 0 | D |
Explanation of responses
- F1The exercise of an option and sale of the underlying 51,200 shares on March 5, 2018 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on January 31, 2018, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 for the sale of 10,500 shares is a weighted average sale price of $151.69. The sale prices ranged from $151.20 to $152.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3The price reported in Column 4 for the sale of 11,792 shares is a weighted average sale price of $152.98. The sale prices ranged from $152.29 to $153.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F4The price reported in Column 4 for the sale of 28,508 shares is a weighted average sale price of $153.82. The sale prices ranged from $153.29 to $154.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F5The price reported in Column 4 for the sale of 400 shares is a weighted average sale price of $154.31. The sale prices ranged from $154.30 to $154.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F6Aggregate of 74,435.45 shares listed in Column 5 of Table I includes 41.54 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Retirement Plan from 9/7/17 through 11/16/17.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney