SEC Form 4 · accession 0001209191-18-017201
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mikuen
Officer — Sr VP-General Counsel & Secy
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Mar 2, 2018 | M | 20,000 | $46.53 | A | 67,346 | D | |
| Common Stock, Par Value $1.00F2 | Mar 2, 2018 | S | 12,000 | $150.88 | D | 55,346 | D | |
| Common Stock, Par Value $1.00F3,F4 | Mar 2, 2018 | S | 8,000 | $151.64 | D | 47,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $46.53 | Mar 2, 2018 | M | 20,000 | D | Aug 24, 2015 | Aug 24, 2022 | Common Stock, Par Value $1.00 | 20,000 | 0 | D |
Explanation of responses
- F1The exercise of an option and sale of the underlying 20,000 shares on March 2, 2018 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on December 1, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The price reported in Column 4 for the sale of 12,000 shares is a weighted average sale price of $150.88. The sale prices ranged from $150.2601 to $151.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3The price reported in Column 4 for the sale of 8,000 shares is a weighted average sale price of $151.64. The sale prices ranged from $151.29 to $152.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F4Aggregate of 47,346.36 shares listed in Column 5 of Table I includes: (a) 2,006 restricted shares previously reported and (b) 12.42 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Retirement Plan on 11/16/17.