SEC Form 4 · accession 0001209191-17-052594
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mikuen
Officer — Sr VP-General Counsel & Secy
Period of report
Sep 12, 2017
Accepted (ET)
Sep 13, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Sep 12, 2017 | M | 13,600 | $46.53 | A | 61,349 | D | |
| Common Stock, Par Value $1.00F1,F2 | Sep 12, 2017 | S | 13,600 | $123.3614 | D | 47,749 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $46.53 | Sep 12, 2017 | M | 13,600 | D | Aug 24, 2015 | Aug 24, 2022 | Common Stock, Par Value $1.00 | 13,600 | 20,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average sale price. The 13,600 shares were sold in multiple transactions at prices ranging from $123.25 to $123.60 and a weighted average sale price of $123.3614. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Aggregate of 47,748.56 shares listed in Column 5 of Table I includes 2,441 restricted shares previously reported.