SEC Form 4 · accession 0001209191-17-009341
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Duffy
Officer — SVP-Human Resources
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 8:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Feb 8, 2017 | M | 17,000 | $42.39 | A | 37,761 | D | |
| Common Stock, Par Value $1.00 | Feb 8, 2017 | S | 6,000 | $105.55 | D | 31,761 | D | |
| Common Stock, Par Value $1.00 | Feb 8, 2017 | S | 10,100 | $105.49 | D | 21,661 | D | |
| Common Stock, Par Value $1.00 | Feb 8, 2017 | S | 600 | $105.50 | D | 21,061 | D | |
| Common Stock, Par Value $1.00 | Feb 8, 2017 | S | 300 | $105.52 | D | 20,761 | D | |
| Common Stock, Par Value $1.00 | Feb 8, 2017 | S | 3,132 | $105.49 | D | 17,629 | D | |
| Common Stock, Par Value $1.00 | Feb 8, 2017 | S | 100 | $105.51 | D | 17,529 | D | |
| Common Stock, Par Value $1.00 | Feb 8, 2017 | S | 700 | $105.50 | D | 16,829 | D | |
| Common Stock, Par Value $1.00F1 | Feb 8, 2017 | S | 118 | $105.29 | D | 16,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $42.39 | Feb 8, 2017 | M | 17,000 | D | Aug 2, 2015 | Aug 2, 2022 | Common Stock, Par Value $1.00 | 17,000 | 0 | D |
Explanation of responses
- F1Aggregate of 16,711.00 shares listed in Column 5 of Table I includes: (a) 3,140 restricted shares previously reported and (b) a reduction of 100 shares due to a prior miscalculation of shares owned.