SEC Form 4 · accession 0001209191-16-140396
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Gattle
Officer — President, Space and Intel Sys
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Sep 6, 2016 | M | 1,366 | $37.69 | A | 4,851 | D | |
| Common Stock, Par Value $1.00 | Sep 6, 2016 | S | 1,366 | $93.75 | D | 3,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $37.69 | Sep 6, 2016 | M | 1,366 | D | Aug 26, 2014 | Aug 26, 2021 | Common Stock, Par Value $1.00 | 1,366 | 0 | D |
Explanation of responses
- F1The exercise of an option and sale of the underlying 1,366 shares on September 6, 2016 as reported on this Form 4 were effected pursuant to a sale plan adopted by the reporting person on August 3, 2016, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney